Financial Services
Regulatory Compliance
Financial Conduct Authority (FCA)-Prudential Regulatory Authority (FCA) compliance expertise in areas of Past Business Review, Root Cause Analysis, Financial Crime, Artificial Intelligence (AI), Risk, Project Management and Business Transformation.
Investment Review
Investment Banking Review, Compliance and analysis in the areas of Client Onboarding, Legal Transition, AML, MIFID, ISDA, and FATCA.
Financial Planning
Quality Assurance and Accreditation in providing holistic Financial Planning Advice, Treating Customers Fairly, Suitability Reports to meet individual need, organisational and regulatory benchmarks.